Job Description

Solve IT Strategies is looking for a Compliance Analyst. This role is located at New York, NY.

The Main Responsibilities of a person are:

• Assisting in the development and enhancement of transaction monitoring and screening models. This includes conceptualizing new TM scenarios, testing, tuning and deployment to production environments
• Performing periodic reviews and assessments of the effectiveness of the transaction monitoring and screening processes.
• Build or enhance systems to automate monitoring and alerting
• Monitor and optimize the performance of queries, ensuring fast response times and efficient data retrieval
• Pulling metrics specific to TM / Screening, building reports and dashboards
• Triage of issues identified, determination of Root Cause, and remediation of the issue.
• Management of daily BAU activities such as kicking off technical jobs, and actioning Jira requests.
• Collaborating with cross-functional teams, such as Compliance, Risk, Data Science and Investigations, to ensure compliance with AML (Anti-Money Laundering) regulations and requirements.
• Work towards multiple deadlines to deliver ad-hoc & strategic projects

• Prior experience in transaction monitoring and screening within the financial services industry.
• Developed or tuned Transaction Monitoring scenarios or configured Screening systems
• Strong knowledge of AML (Anti-Money Laundering) regulations and compliance requirements.
• Python and Advanced SQL: Must be adept at scripting in Python, particularly for data manipulation and integration tasks, and have a solid grasp of advanced SQL techniques for querying, transformation.
• Apache Airflow: Experience in building, deploying, and optimizing DAGs in Airflow or a similar tool.
• GitHub: Experience with version control, branching, and collaboration on GitHub.
• Experience with data engineering and being able to manipulate big datasets
• Translate vague and complex requests into clear and actionable requirements
• Effectively manage workload by prioritizing ad-hoc requests and ongoing BAU commitments
• Maintaining and updating documentations relating to the Infrastructure and Integrations for the TM & Screening Systems.
• Strong analytical and problem-solving skills.
• Excellent written and verbal communication skills.
• Ability to work collaboratively with cross-functional teams.
• A quick learner and a team player who enjoys building and doing hands-on work.

Nice to haves:

• Interest in Crypto or prior experience working in the crypto industry
• Experience in conducting investigations and analyzing suspicious transactions.
• Familiarity with KYC (Know Your Customer) and CDD (Customer Due Diligence) processes.
• Experience with agile methodologies and sprint planning
• Experience in using Machine Learning to build supervised learning models

Adjust as needed

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